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WNS Group Manager SOX Audit CA

  • 4-9 yrs
  • Not Disclosed

Job Description

Operations Process Related We are looking for Qualified CA who has doen SOX Audit and Internal Audit for RTR, PTP OTC . Conduct Gap Analysis understanding the process (R2R, O2C and P2P) and finding out gaps between the controls followed in practice and the standard controls which need to be followed Assess mitigating controls are in place and standard operating process is followed Perform substantive testing to evidence the control is effective and is working appropriately Conclude the testing effectiveness and report out any deficiencies in Deficiency Design or Deficiency Operating Work with process control owners on remediation plan and close mitigating controls Below is a high level scope of audit review work Revenue Recognition Revenue recognition, accruals & deferrals policy compliance BS Recon checklist, exception reporting Commissions & Installments Disbursements Segregation of Duties Approvals & Policy compliance Review & controls on vendor master file Review of EFT Access Disbursement accruals Cash Receipts & Fiduciary Processes Safe Guarding of Assets Cash Receipt recording Payroll & Bonus Testing of payroll controls Financial Book Close Reconciliation controls & effectiveness Month end checklist Inter Company eliminations Journal Entry testing Fixed Assets Bank AccountsCustomer Consolidate and review audit findings Present audit risk assessment findings to client stakeholders Managing effectively client escalations No escalation to be pending for more than 8 hours at max. All client & internal Mails to be responded within a TAT of 8 hours Client Satisfaction Score (VOC) Zero Surprises (Self Identified Audit Issues, Effective Corrective Actions) Effective RCA & Preventive Corrective plans leading to zero repetitive errors Timely presence for Client Calls & submission of KPIs audit findings as per timelines SLA Being Met including On & Off Boarding Downward trend for metric