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Vice President , Operations Audit , BFS

  • 11-15 yrs
  • Not Disclosed

Job Description

Vice President , Operations AuditExperience : 11 to 15 yearsLocation : MumbaiCA, MBA with 11+ years of experience, primarily in leadingInternal Audits in the Banking and Financial Services Industry (preferably Capital Markets related),Role & Responsibilities :, Leading internal audits of Capital Markets business processes within Divisions such as Operations and Global Markets with limited or no guidance., Identifying risks, control gaps, thematic issues, etc and communicating to Senior Management in an efficacious manner., Effectively managing the entire audit process from planning and fieldwork till report issuance and issue validation., Identifying and escalating potential risks in a timely and efficacious manner, and advising remediation measures where required., Independently performing risk assessments and monitoring performance and developments on a continual basis, and to provide incisive inputs into formulation of the Audit plan, Strong Exposure into Investment Banking Domain is must., Have a reasonable understanding of related topics like Compliance, Information Security, Business Continuity, and IT Risk.