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Seguro Manager Compliance

  • 3-6 yrs
  • Not Disclosed

Job Description

The Compliance Manager will act as a principal advisor to the board on issues concerning compliances and is responsible for providing well founded and documented advice on all compliance related issues. Corporate Governance & Disclosures related compliance and implementing best practices within the organization in consultation with the management. To act as a focal point with Regulators for clarifications, implementation on regulations and obtaining specific approvals. To advise business and support units in compliance issues arising from their operations and business . Engage with the Operational Risk unit & Compliance unit to drive periodic Risk and Control assessments, address gaps in identified risks. To conduct periodic Control Assurance activities to ensure that all key controls are effectively tested, tracked, evidenced and monitored. To review all open audit items and support departments to roll out agreed actions and mitigants as provided in the management response in audit observations.Performing required customer due diligence on prospective relationships, or assist Business in risk re assessment on an existing relationship.Create relevant management information which aims to clarify movements in client profile, may highlight trends or incidents with a view to support Compliance s decision making in line with a pre set risk appetite. Identify, assess, monitor and report all customers compliance risks. Key responsibility for day to day online and offline monitoring and investigating transaction. Responsible to investigate suspicious unusual transactions and customers. Ensure that compliance procedures, systems and controls are up to date and effective. Maintain the compliance manual, and all compliance procedure documentation Perform customer risk assessment to ensure that the risk are appropriately identified and assessed while on boarding a customer Maintain an understanding of relevant regulatory requirements to provide advice and guidance.